The Oracle Read-Consistency Model

David Clement

September 2004

Oracle versions 7-8


When it is time to run the monthly balance report, either the whole system can be taken off-line and the checking accounts made unavailable, or the monthly balance report can contain inconsistent figures reflecting checking account activity during the processing of the report, or -- if neither of these is acceptable -- the report has to be protected in some way from the checking account activity. In the RDBMS world, this protection involves the notion of a transaction.

The Object Management Group, an industry consortium including Apple, Oracle, and Sun, has published an influential definition of a transaction as a database system action that passes the ACID test, where ACID stands for Atomic, Consistent, Isolated, and Durable. A transaction is atomic in that either all of it happens or none of it happens. It is consistent in that it acts on the same data throughout its lifespan, that is, if a customer deposits or withdraws money at any time after the monthly balance report has started running, that customer's action is not reflected in the totals for that report. A transaction is isolated in that concurrent transactions do not affect it, and it does not affect them. It is durable in that after a disk failure or instance crash, it can be recovered.

Each multi-user RDBMS has its own design for meeting some or all of these requirements. In the case of Oracle, a major part of the design for ACID compliance is the read-consistency model and the default isolation level of read-committed. This is a guarantee that any single SQL statement sees consistent data all the way through. It differs from some other RDBMS models in that the lowest level of isolation is already a "no dirty read" level, that is, no SQL statement ever sees uncommitted data changes. The database causes statements to fail rather than read uncommitted data.

The isolation level can be raised from read-committed to serializable, in which case not only single statements but arbitrarily long, user-defined sequences of statements are treated as single transactions and see only data consistent with the database state when the transaction began executing. However, since this requires a great deal of overhead, it is not the default level.

The infrastructure of the read-consistency model is a set of data structures called rollback segments. The rollback segments keep snapshots of data before changes were made to the data, so that a SQL statement can refer to these snapshots as necessary. This makes it possible to roll a transaction back, and it enables read-consistency at the same time.

As the first statement of a transaction begins to execute, a unique number, the System Change Number or SCN, is allocated. When data to satisfy a query is found in a data block in the database buffer cache, the SCN for the transaction is checked against the block version number (BVN) of the data block. The BVN consists of an SCN and a sequence number that represents how many changes have been applied to the block at that SCN. If the block has not been changed or has only been changed by the current transaction, then the current transaction can use the data in the block. This is called a "current read." However, if some other transaction has changed the data in the block, then the BVN will reveal that.

The reason for this is that, as an Oracle server process executes any DML statement (DML is "data-manipulation language," primarily "insert," "update," "delete," or "merge") it requests a new snapshot slot in the rollback segments for each data block that it is about to modify. Once it has saved a snapshot of the data before any change, the server process acquires a latch on the block, updates the BVN, modifies the block, and then releases the latch. So all changes to data blocks are captured in the BVNs.

When the comparison of the SCN to the block version number shows another transaction has altered this block since the current transaction began, the transaction has to find and read the appropriate snapshot in the rollback segments to get consistent data. This operation is called a "consistent read."

Every commit statement ends a transaction, so that the next SQL statement submitted in the same session is always a new transaction with a new SCN. The relationship of the SCNs and BVNs to the snapshots in the rollback segments is the heart of the read-consistency model.

What happens if the BVN differs from the transaction SCN, but the necessary snapshot cannot be found in the rollback segment? In that case, Oracle raises the ORA-01555 error.

The rollback segments make up a circular buffer, where each data block contains a pointer to the next one, and the last one points to the first. As Oracle requires more snapshot space in the rollback segments, the pointer to the area currently being written into keeps increasing. This pointer is called the "head." The pointer to the beginning of the oldest active transaction record is called the "tail." If the head is about to touch the tail, Oracle allocates another block in memory and adjusts the block pointers to include this new block in the circular buffer. In order to keep from taking over the whole SGA for rollback segments, Oracle advances the tail whenever a transaction record is marked committed, so that there is that much less danger of the head catching up to the tail.

In this way, while a long-running transaction is executing, the tail may pull away from a snapshot that the long-running transactin requires for read consistency, and the head may then overwrite the required snapshot. When the transaction cannot find the data that it needs, ORA-01555 is raised.

Since DML statements increase the BVN and push the rollback segment head further, redundant and irrelevant DML should be avoided with care. Updating one column in a row with a value that it already has may not seem harmful, but if the block would not have been touched otherwise, this will waste rollback segment space as well as processing cycles and will increase the risk of certain errors.

Some other mitigations of ORA-01555, such as rollback segment sizing and dedication, are in the hands of the database administrator or the architect designing the database infrastructure. In any case, these tricks cannot be more than mitigations; the problem is with read consistency, as described above.